Free lessons › Penny Stock Mastery › Risk in Small Caps

Sizing for volatility, spreads & slippage

Position size, liquidity limits and hard stops built for fast stocks.

12 min · Intermediate

What you'll learn

  • Calculate position size from the stop, then adjust it for spread and slippage
  • Apply a liquidity cap and a halt cap and take the smallest resulting size
  • Choose stop-order types and know when they can fail

Key takeaways

  • Size from the stop, then adjust for friction, liquidity and halt risk, and take the smallest result.
  • Spread and slippage belong inside your risk per share, not outside it.
  • A thin stock cannot carry your full risk; take smaller size or pass.
  • Stop orders are not guaranteed fills; gaps, halts and order types can all break them.

Glossary

  • Friction — The combined cost of the spread and slippage per share, added to the stop distance to get real risk.
  • Liquidity cap — A limit on position size based on how many shares typically trade near your entry, so you can exit without moving the price.
  • Stop-market order — An order that becomes a market order when the stop price trades; it seeks an exit but does not guarantee the price.
  • Stop-limit order — An order that becomes a limit order when the stop price trades; it protects the price but may not fill.

Unlock this lesson

The full lesson, quiz and practice task are included with the Academy plan. Elite includes a 7-day free trial. See plans

← Avoiding offerings & pump-and-dumps